SEC Staff Provides Clarification of Scope of Bad Actor Disqualification
By EsqSocial Corporation 06/12/13
The staff of the Securities and Exchange Commission’s Division of Corporation Finance published “Compliance and Disclosure Interpretations” (CDIs) on Wednesday, December 4, 2013, that provide important clarification regarding the scope of the “bad...
By: Akin Gump Strauss Hauer & Feld LLP