[Video] Videocast: Regulation Best Interest videocast series – Account recommendations under Regulation Best Interest
By EsqSocial Corporation 11/11/19
The SEC’s new Regulation Best Interest will require broker-dealers to make account recommendations in their customers’ best interest. In this Bottom Line videocast, Susan Krawczyk and John Walsh discuss: the standard in Regulation Best Interest...
By: Eversheds Sutherland (US) LLP