Funds First seminar – responding to a regulatory incident in the new world of SMCR
By EsqSocial Corporation 20/09/19
At our recent Funds First seminar we shared some technical and market issues and updates on the Senior Managers and Certification Regime (SMCR) and the FCA’s current cross-sector focus on culture. This briefing sets out some of the highlights of the...
By: Bryan Cave Leighton Paisner