Forgery and Falsification in the Digital World - FINRA Issues Reminder on Supervisory Obligations
By EsqSocial Corporation 05/08/22
In response to ever increasing reports of forgery and falsification of records in the digital signature space, FINRA issued Regulatory Notice 22-18. This Notice reminds FINRA members of relevant regulatory obligations, while also addressing misuse scenarios and identification methods, in order to help members mitigate risk in this area....
By: Moore & Van Allen PLLC