News

In this issue: - SEC Division of Corporation Finance Issues 14 New C&DIs Relating to “Bad Actor” Rules - NASDAQ Proposes Change to Listing Rules Regarding Compensation Committee Independence - FINRA Issues New Rules on Securities Borrowing,...

Introduction - If the effectiveness of any dispute-settlement process is to be measured by the existence of impartial and well-defined rules, finality of the outcome and enforceability of the decision, Canada’s ratification on November 1, 2013, of...

The Accessibility for Ontarians with Disabilities Act (“AODA”) has been around for a while. So what’s the big deal now?...
By: Dentons

In this episode 29 of the FCPA Compliance and Ethics Report, I have Part 1 of a 2 part visit with the FCPA Professor about some things on his mind. In this episode, we discuss SEC Chair Mary Jo White's comments about the need for more trials, the...

For many years, the leading case on the need for Settlement Disclosure Notices after litigation was commenced was the Court of Appeal's decision in Igbokwe v. HB Group Insurance Management Ltd. ([2001] O.J. No. 3018)....

The Atlanta Braves have signed a Memorandum of Understanding with Cobb County, Georgia for a new stadium in the northern Atlanta suburb to be completed in time for the 2017 season. The deal moves the Braves out of downtown Atlanta for the first time...

In This Issue: - Incorporate lessons from 2013 say-on-pay results - Prepare for new Form SD (Specialized Disclosure) filing requirements - Ensure compliance with revised listing standards related to compensation committees and advisors -...

In a lengthy investigative report Sunday on Aeon Financial, a secretive company that buys liens on properties for often paltry sums and charges owners thousands in fees to prevent foreclosure, the Washington Post offered what it believes are “clues to Aeon’s ownership” in corporate and court reco

INTERPOL is an international information sharing agency that allows its 190 member countries to assist one another in the search for wanted persons who are suspected of having fled the jurisdiction of the requesting member country....

Star Ins. Co. v. Nat’l Union Fire Ins. Co., No. 13-13807, 2013 U.S. Dist. LEXIS 130379 (E.D. Mich. Sept. 12, 2013). This case has made some headlines and includes accusations that ex parte communications took place. Of course, ex parte...

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