CPO and CTA Annual Affirmation of Exemptions Due in March
By EsqSocial Corporation 22/01/14
Pursuant to Commodity Futures Trading Commission (CFTC) regulations, persons claiming an exemption or exclusion from registration as a commodity pool operator (CPO) or a commodity trading advisor (CTA), under CFTC Regulations 4.5, 4.13(a)(1),...
By: Sutherland Asbill & Brennan LLP