SEC’s Office of Compliance Inspections and Examinations Sets Top Examination Priorities for 2017
By EsqSocial Corporation 19/01/17
Action Item: On January 12, 2017, SEC’s Office of Compliance Inspections and Examinations (“OCIE”) revealed where it plans to focus its attention throughout this year. By broadening its scope, OCIE will address a wide array of issues across various...
By: Blank Rome LLP