Pay-to-Play Enforcement Sweep Snares Private Equity and Venture Capital
By EsqSocial Corporation 23/01/17
On January 17, 2017, the SEC announced nine settled enforcement actions for violations of the pay-to-pay rule against private equity, venture capital and hedge fund sponsors. The firms involved agreed to pay monetary penalties from $35,000 to...
By: Stinson Leonard Street - Dodd-Frank and the