SFC Publishes Circulars and Updates FAQs on the Triggering of, and Compliance with, Suitability Obligations
By EsqSocial Corporation 26/01/17
Key Points - - Clarification and new guidance relating to suitability obligations under the Code of Conduct. - Outlines the regulatory obligations of licensed or registered persons....
By: Akin Gump Strauss Hauer & Feld LLP