FINRA, A/K/A the Fine Machine
By EsqSocial Corporation 06/03/17
According to a recent report of the Eversheds Sutherland firm, 2016 was a banner year for FINRA-assessed fines. FINRA collected a record $176 million in 2016. So what gives? The increase in fines was attributable to two things. First, a...
By: Fox Rothschild LLP