The Top Five "Gotcha" Deficiencies Plaguing Asset Managers and How to Avoid Them
By EsqSocial Corporation 06/03/17
Let’s start with this caveat: as we all know, under the still-new Trump Administration, priorities may and are likely to change. Now that we got that off our chest, it is nevertheless not the time to sit back and wait. The SEC’s Office of Compliance...
By: Sullivan & Worcester