The far reach of state law – Nevada proposes fiduciary duty regulations for broker-dealers and investment advisers
By EsqSocial Corporation 28/01/19
Under Nevada law, financial planners owe a fiduciary duty to their clients. In accordance with this duty, a financial planner must disclose, at the time advice is given, any gain the financial planner may receive if the advice is followed....
By: Eversheds Sutherland (US) LLP