SIFMA Provides Guidance on Verification of Accredited Investor Status by Broker-Dealers and Investment Advisers
By EsqSocial Corporation 30/07/14
The Securities Industry and Financial Markets Association (SIFMA) issued a memorandum (the “Memorandum”) with guidance for registered broker-dealers and investment advisers on various non-exclusive means of verifying an investor’s accredited investor...
By: Goodwin Procter LLP