SEC Subpoena - 6 Things You Must Do To Protect Your Company
By EsqSocial Corporation 01/06/21
The Securities and Exchange Commission is a formidable federal agency charged with the authority to investigate various instances of securities fraud and misconduct by entities, executives, and investors in order to protect U.S. investors and preserve the integrity of U.S. capital markets. To uphold this mission, one of the tools at its disposal is the federal subpoena. The subpoena is a powerful instrument relied extensively by federal agencies to request extensive amounts of information from...
By: Oberheiden P.C.