New SEC Chair Proposes Limiting Rule 10b5-1 Trading Plans, Citing ‘Real Cracks' in SEC Insider Trading Enforcement
By EsqSocial Corporation 14/06/21
The U.S. Securities and Exchange Commission (“SEC”) is considering greatly limiting the affirmative defense that protects corporate executives against SEC prosecutions for insider trading claims when they buy or sell their own company’s stock....
By: BakerHostetler