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As pandemic-related lockdowns end and the world gets back to business after a 16-month slowdown, those working in the financial sector should be ever more vigilant about the appropriateness of products they are promoting to prospects and clients. What that means: Don’t sell risky investments to retirees looking for economic stability. Don’t take advantage of a customer’s lack of knowledge of financial markets to sell an unsuitable product....
By: Thomson Reuters Regulatory Intelligence and