Attorney-Adviser

Position: Attorney-Adviser Open & Close date: 03/24/2023 to 04/14/2023 Location: Miami, FL Salary: $92,575.00 to $186,515.00 Per Year Link: https://www.usajobs.gov/GetJob/ViewDetails/715098700 Summary The Division of Examinations - Miami Regional Office is filling one position for an Attorney-Adviser, SK-0905-12 or 13, in Miami, FL. Conditions of Employment CITIZENSHIP: This position is open to US Citizens. You must possess a J.D. or LL.B Degree. You must be an active member of the bar in good standing. If selected, you will join a well-respected team that is responsible for supporting EXAMS' mission to conduct and coordinate the nationwide examination program for entities over which the Commission has regulatory authority. Typical duties include: Conducting examinations and/or inspection activities for investment advisers, investment companies, private equity firms, broker-dealers, transfer agents, municipal advisors; private equity; hedge funds, and/or other registered/regulated entities; Participating in, and providing technical assistance and support to other exam teams as assigned; Working as a member of a team with other staff members engaged in conducting examinations; responding to trends in the market; and identifying areas of the market that merit special attention; Conducting research, reviews and analysis of a variety of documents related to compliance; conducting reviews of customer trading and securities holdings; reviewing firm marketing; and identifying deficiencies and/or developing recommendations in assigned areas of specialization; Developing reports, correspondence, memoranda and other documents summarizing reviews, research and analysis related to registered entities' compliance with the federal securities laws; presenting and defending findings, and collaborating as required with legal staff; and Initiating and conducting consultations with staff of the Division of Examinations and other SEC divisions and offices on issues which present difficult questions of fact and law or policy that require review and consultation before being presented for final action. Additional information and the link to the application can be found here: https://www.usajobs.gov/GetJob/ViewDetails/715098700