Securities Enforcement Roundup – March 2025
By EsqSocial Corporation 10/04/25
In this issue of our monthly Securities Enforcement Roundup, we highlight top securities enforcement developments and cases from March 2025. In March 2025: US Securities and Exchange Commission (SEC or the Commission) Chair-elect Paul Atkins’ nomination process commenced, and a final vote on his confirmation by the full US Senate is forthcoming. The US Court of Appeals for the First Circuit vacated a summary judgment order in favor of the SEC and a final judgment against Commonwealth Equity...
By: Morgan Lewis