CFTC Releases Criteria for Operating Divisions to Refer Violations to Enforcement Division
By EsqSocial Corporation 23/04/25
On April 17, 2025, the Commodity Futures Trading Commission’s (CFTC) Market Participants Division (MPD), the Division of Clearing and Risk (DCR), and the Division of Market Oversight (DMO)—collectively the Operating Divisions—and the Division of Enforcement (DOE) issued a Staff Advisory that further implements the DOE’s recent advisory addressing self-reporting, cooperation, and remediation (Enforcement Advisory). This Staff Advisory specifically provides guidance on the criteria the Operating...
By: Husch Blackwell LLP