CFTC Operating and Enforcement Divisions Issue Advisory on Referrals to Enforcement Division
By EsqSocial Corporation 25/04/25
On April 17, 2025, the Commodity Futures Trading Commission's ("CFTC") operating divisions ("Divisions") provided guidance in an advisory on the criteria they will use when determining whether to refer self-reported violations, supervision issues, and non-compliance issues to the CFTC's Division of Enforcement ("Enforcement")....
By: Jones Day