CFTC Advisory Outlines Materiality Criteria for Enforcement Referrals
By EsqSocial Corporation 29/04/25
On April 17, 2025, three operating divisions (the “Operating Divisions”) of the U.S. Commodity Futures Trading Commission (“CFTC”) and the Division of Enforcement (“DOE”) provided guidance in CFTC Letter 25-13 (the “Supplemental DOE Advisory”) on the criteria that the Operating Divisions will apply when deciding whether to make a referral to DOE....
By: Morrison & Foerster LLP