FINRA Adds On to Its Annual Oversight Report - Building in RILA Sales Guidance for First Time
By EsqSocial Corporation 30/04/25
In a section titled “Annuities Securities Products,” FINRA’s 2025 Annual Regulatory Oversight Report, issued on January 28, 2025, addresses regulatory obligations related to the sales of variable annuities (VAs) and registered index-linked annuities (RILAs)....
By: Carlton Fields