Shakeup at the SEC: Recent Changes in Formal Investigative Authority, Regional Directors, and Reductions in Force

With all the headlines about changes in federal government structure in recent weeks, it is easy to miss some of the key changes taking place at the Securities and Exchange Commission. In this note, we have summarized three of the most important structural/process changes at the SEC, and how they may impact markets, industry, and investigations moving forward....
By: Venable LLP

Venable LLP