Builder of Investment Models Deviates From Blueprints - Employee’s Rogue Remodeling Costs Builder Plenty
By EsqSocial Corporation 06/05/25
The SEC’s recent order instituting administrative and cease-and-desist proceedings (OIP) against registered investment advisers Two Sigma Investments LP and Two Sigma Advisers LP illustrates significant risks for investment model providers whose employees have access to the algorithmic investment models that drive firms’ investment decisions....
By: Carlton Fields