SEC Explains How to Form a Pre-Existing Relationship Using the Internet; New CDI’s Issued
By EsqSocial Corporation 07/08/15
The SEC granted no-action relief to Citizen VC, Inc. which appears to state, although subject to facts and circumstances, a pre-existing relation can be formed with a person that first contacts a seller of securities over the internet. It is...
By: Stinson Leonard Street - Dodd-Frank and the