FinCEN Proposes Anti-Money Laundering Rules for Registered Advisers
By EsqSocial Corporation 31/08/15
The Department of the Treasury’s Financial Crimes Enforcement Network (FinCEN) on August 25, 2015 proposed rules to require SEC- registered investment advisers to adopt and maintain anti-money laundering (AML) programs and to file suspicious activity...
By: Morrison & Foerster LLP